4 Models for the Chief Compliance Officer Role. Manav Misra is the Chief Data and Analytics Officer for Regions Bank. Executive Vice President Godin earned a Masters in Business Administration from the University of Western Ontario and is also a graduate of the International School of Banking. Head of Corporate Responsibility and Community Engagement. Brett Couch leads Regions Banks Corporate Real Estate and Procurement divisions. In 2006, he led the HR integration during the Regions/AmSouth merger. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Before joining Regions in 2022, Massey spent almost 30 years at Truist Bank and its predecessor companies, including SunTrust Bank, primarily in roles focused on technology, operations, and transformation. This frees general counsel (GC) to take a more strategic legal and risk-tolerance approach. Regions Bank is welcoming a new chief governance officer whose passion is helping companies make a valuable difference. Martha Raber His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Andrew Nix will join Regions as chief governance officer on March 17. He earned a masters degree in Human Resources from Boston University. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. Senior Executive Vice President The 2022 Gartner Leadership Vision for CCOs research outlinesthree key issues that will affect CCOs and their teams in 2022and actions they should take to mitigate risk, improve compliance culture and embed technology in their processes. Community Affairs FAQs on Compliance functions in banks and Role of Chief Compliance Officer (CCO . In addition, Nolan oversees competitive and strategic analysis. Senior Executive Vice President CCOs need to create, update and manage compliance and ethics policies to ensure successful implementation and policy adoption throughout the organization. Chief Financial Officer. Throughout his career, Massey has been involved in a variety of not-for-profit boards, including serving as president of the Virginia Commonwealth University Alumni Association. Privacy Policy. He later moved into human resources roles in the areas of recruitment, associate relations, and organizational development. Head - Financial Risk. Raber earned an MBA in Finance from Kent State University and a bachelors degree in International Studies/Economics from the University of North Carolina. Browse 78 TEMPE, AZ CODE COMPLIANCE OFFICER job ($37K-$77K) listings hiring now from companies with openings. He serves on the boards of directors for the Birmingham Business Alliance, Innovation Depot, and the United Way of Central Alabama, and the advisory board for the UAB Collat School of Business. Nix will report to Tara Plimpton, chief legal officer for the bank. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. John Turner is president and chief executive officer of Regions Financial Corporation. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Privacy Policy. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Key categories include service provider risk management, strategic sourcing, sourcing operations, supplier relationship management and payments. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Danella most recently served as Chief Strategy and Client Experience Officer. Turner holds a bachelors degree in economics from the University of Georgia and is currently an advisory trustee for the University of Georgia Foundation. Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Abrahams graduated from Texas Christian University with a Bachelors Degree in Business Administration with a major in Finance. Ronald G. Smith Hope D.Mehlman Abrahams joined Regions in 2013, most recently served as Area President in North Central Alabama. Dave Keenan is Senior Executive Vice President and Chief Human Resources Officer for Regions. Head of Corporate Banking Group. Prior to joining Regions in 2018, Misra was the Chief Data Science Officer for CenturyLink, leading a geographically distributed team focused on solving big data problems for customers using machine learning/AI & statistical techniques. Most recently, he held the position of South Region President, overseeing banking operations for Alabama, Mississippi, South Louisiana and the Florida Panhandle. C. Keith Herron You should consult privacy disclosures at the linked website for further information. His primary focus was financial institutions. Prior to joining Regions, Lusco was managing partner in KPMG's offices in Birmingham, Alabama and Memphis, Tennessee. Compliance risk assessments The chief compliance officer Testing and monitoring Click here to download a compendium that provides details about all five ingredients. Lusco joined Regions in 2011, bringing over 30 years of financial services industry experience gained by providing audit and consulting to a wide range of institutions. Executive Vice President Regions Bank is an Equal Housing Lender and Member FDIC. Herron has served in senior risk and business roles, including Head of Credit Review and Area President for North Alabama, East Tennessee and Middle Tennessee. Gartner Terms of Use Western Union and Regions Bank Renew Agreement for Global Money Transfer and Payment Services, Regions Bank Earns Top Marks for Customer Satisfaction in Florida from J.D. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. Andrews experience and insights will help us build on these accomplishments. Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Logan Pichel serves as the Head of Enterprise Operations, which includes Deposit Operations, Payment Operations, Fraud and Cash Operations, Card and ATM Operations, Loan Operations, Loan Servicing, Collections and the Contact Center. Advisory Services are offered through Cetera Investment Advisers LLC. He was named president in December 2017. Gale reports directly to CEO John Turner and is a member of the companys Executive Leadership Team. Hope Dmuchowski Chief Financial Officer. He has held many leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region and led the integration process for the Mississippi/Louisiana markets during the Regions AmSouth merger. Head of Consumer Banking Group. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. She is a member of the companys Executive Leadership Team. Plimpton was recognized earlier this year by the Birmingham Business Journal as a 2022 Leader in Diversity. Horton joined Regions Management Training Program in 1973 and has served in various roles throughout the bank's branch system. Danella earned a bachelors degree in Economics and English from Vanderbilt. Wells Fargo is seeking a Lead Compliance Officer in Corporate Risk as part of the Program Strategy, Planning, & Governance Team.Learn more about the career areas and lines of business at wellsfargojobs.com . Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. Misra was Chief Operating Officer for XProtean, Inc. and was co-founder/ VP of Strategy for StorePerform Technologies (now part of JDA Corporation). Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Turner earned a bachelors degree in Accounting from the University of Alabama in Tuscaloosa and attended Tulane University in Louisiana. Head of Strategic Planning & Corporate Development. As Group Vice President and Director of eCommerce at SouthTrust Bank in Birmingham, Hernandez started the eCommerce group, building it from the ground up. Keenan leads all Human Resources functions, as well as Corporate Security, the Aviation Group, and Corporate Real Estate & Procurement. Regions Bank Owen also was senior vice president of global systems development for Citicorp Credit Services, chief information officer of North American operations for Arrow Electronics and senior vice president of technology for American Airlines. He is a member of the banks Executive Leadership Team. was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. Regions Bank is an Equal Housing Lender and Member FDIC. He leads the companys executive leadership team. Beth Ardoin Chief Communications Officer . Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. Keenan earned a bachelors degree in Political Science from Furman University. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. By The foundation primarily supports three strategic priorities: Economic and Community Development; Education/ Workforce Readiness; and Financial Wellness. Before joining AmSouth, Keenan served as director of Human Resources at Frito-Lay, a division of PepsiCo, where he worked for 10 years. David R. Keenan Prior to assuming his current role, he was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. and Couch also has held various leadership positions with AmSouth, including West Florida president, Mississippi president, head of Business Banking, manager of Credit Review and commercial sales manager. Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. She is also a member of the Rotary Club of Greater Birmingham. Corporate Banking Division Head. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. Tara A. Plimpton serves as Chief Legal Officer and Corporate Secretary for Regions Financial Corporation and is a member of the companys Executive Leadership Team. Andrs "Andy" Hernndez Average salary for Santander Chief Compliance Officer in Braunton: 45,828. Gale holds both a bachelors degree and law degree from the University of Alabama, where he served as editor in chief of the Alabama Law Review and he is a former president of the University of Alabama Law School Foundation. Barb Godin Chief compliance officers who empower the wider business to own compliance risk succeed on two fronts: They free up space for strategic work which supports business growth and drive employee ownership of compliance risk, ultimately leading to better risk prevention and mitigation. He also previously led Strategy and Mergers & Acquisitions for Regions and served as Mid-South Region President, overseeing Tennessee, North Carolina, Virginia, Kentucky, Missouri, Iowa, Illinois and Indiana. Youre about to leave Regions to use an external site. Before moving into his current role as head of Commercial Banking in 2016, he has managed several areas in both Consumer and Business Services including BankCard, Consumer Lending, Business Banking, as well as Consumer Loan and Deposit Product Management teams. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. His past service includes the board of A. G. Gaston Boys and Girls Club, Birmingham Business Alliance and the Birmingham Kiwanis Club, as well as past co-chair of the Central Alabama United Way Campaign and Board Chair of REV Birmingham. Measure your employees perceptions of culture, observations of misconduct and reporting rates to identify where misconduct occurs. Prior to assuming his current duties in 2018, Couch previously served as East Region president where he was responsible for banking operations in Florida, Georgia, East Tennessee, North Carolina, and South Carolina. Keenan has more than 25 years of human resources experience and has been in his current role since 2010. Senior Executive Vice President Regions News Online: regions.doingmoretoday.com Fournier J. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. 8 a.m. 5 p.m. GMT Andrew Nix. September 13 Law and regulation Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. While stationed in Karlsruhe, Germany, Keenan was deployed during Operation Desert Storm where he was recognized with multiple leadership awards for his service. Chief Governance Officer and Assistant Corporate Secretary. Abrahams is also the President of the Regions Foundation, which is among the top 100 corporate sponsored foundations (based on endowment size). Senior Executive Vice President Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, Credit Products group, and Corporate Banking Group Administration. General Counsel and Corporate Secretary. In this role, he leads Liquidity and Capital Planning, Investment Management, Asset & Liability Management, Enterprise Model Development and the CCAR process. She joined Regions in 2003 to lead Consumer Credit Risk. Before his tenure in banking, Keenan spent over 10 years with the Frito Lay division of Pepsico. Responsibilities include providing perspective on existing and emerging risks, advancing portfolio-shaping strategies, developing and overseeing credit policies, maintaining an active concentration limit framework and supporting a strong capital and liquidity platform. Gartners research provides crucial insights on the compliance function as well as best-practice templates and tools to help you make a fast start in your new role as chief compliance officer. Andy represents the bank on various industry boards and committees including; The Clearing House - Secure Digital Payments Board, Fiservs Digital Banking Executive Council, Konys Financial Services Customer Advisory Board, Consumer Bankers Associations Digital Channels Committee, Innovation Depot Velocity Accelerator Committee, and Plug and Play FinTech Selection Committee. She leads all institutional, retail and fixed income investor relations functions. Lusco graduated from the University of Mississippi with a bachelors degree in business administration and is a CPA in Alabama and Mississippi.
Matthew Pinsent Family Tree,
Rivian Wall Charger Cost,
The Balcony At Gourmet Glatt,
Identify Five Reasons Why Black Students Dropout Of School,
Carlsbad Homes For Sale By Owner,
Articles R
